What kind of companies do Kotak Small Cap Funds invest in?

It invests predominantly in small cap companies (251st company onwards in terms of full market capitalization).

What are the key features of Kotak Small Cap Fund?

• Focused Small Cap Portfolio - Invests a minimum of 65% in small cap companies • Growth Potential - Targets companies in their early growth stages with scalable business models • Research Driven Selection - Stocks chosen through bottom up research and long term outlook • Long Term Focus - Suitable for investors with a 5+ year horizon who can handle short term volatility

Who should invest in Kotak Small Cap Fund?

• Investors with a high-risk appetite • Those looking for long term capital appreciation • Investors willing to stay invested for 5 years or more to ride out market fluctuations and benefit from the compounding potential of small caps

Is there any tax on Kotak Small Cap Fund?

These funds are treated as equity mutual funds for taxation purposes.

What is the investment objective of Kotak Small Cap Fund?

The Scheme aims to generate long term capital appreciation by investing in a diversified portfolio of equity and equity related securities of small cap companies with strong fundamentals and high growth potential. However, there is no assurance that the objective of the scheme will be achieved.

What is the minimum SIP and lump sum investment for Kotak Small Cap Fund?

• SIP Minimum 100 per month • Lump Sum Minimum 100 in a single transaction This makes it convenient for both new and experienced investors to start investing with small amounts

What is the exit load for Kotak Small Cap Fund?

• For redemption / switch out of upto 10% of the initial investment amount (limit) purchased or switched in within 1 year from the date of allotment: Nil. · If units redeemed or switched out are in excess of the limit within 1 year from the date of allotment: 1% · If units are redeemed or switched out on or after 1 year from the date of allotment: NIL

What is the current NAV of Kotak Smallcap Fund Direct Growth?

As of 15th April 2026, the current Kotak Smallcap Fund NAV is ₹ 287.28.

What kind of returns does Kotak Smallcap Fund Direct Growth provide?

As of 15th April 2026, Kotak Smallcap Fund Direct Growth has provided annualized returns of 4.30% in the last 1 year, 16.00% over 3 years, 16.84% over 5 years, and 18.40% since inception.

What is the AUM of Kotak Smallcap Fund?

As of 31st May 2026, ₹ 17,806 Cr. is the AUM of Kotak Smallcap Fund.

Kotak Smallcap Fund

NAV as on Jun 18, 2026 ₹ 311.165000 ₹ 2.06(0.67)%

CAGR

inception 18.84%

Return Calculator

If you had invested ₹ on via and stayed invested till it would have become ₹9,443 i.e. CAGR of 18.10%

Portfolio

As on May 31, 2026

SECTOR ALLOCATION
STOCKS

Sector	Portfolio weight
Healthcare Services	14.8 %
Consumer Durables	10.6 %
Retailing	8.48 %
Auto Components	8.23 %
Finance	6.59 %
Industrial Products	6.4 %
Construction	5.52 %
Banks	5.47 %
Pharmaceuticals and Biotechnology	5.23 %
Realty	3.21 %

Market Capitalisation

Type	%
Small Cap	79.97 %
Mid Cap	11.94 %
Large Cap	6.64 %
Debt And_Money_Market	1.45 %

Performance

as per SEBI format

Historical Returns

	CAGR						Value of ₹ 10,000 invested
	Since Inception	10Y	5Y	3Y	1Y	6 M	3 M	1 M	15 Days	7 Days	Since Inception	10Y	5Y	3Y	1Y	6 M	3 M	1 M	15 Days	7 Days
Kotak Small Cap Fund - Direct (G)	18.40%	17.92%	16.84%	16.00%	4.30%	-5.27%	0.63%	7.24%	11.39%	3.30%	94,426.11	51,978.87	21,770.88	15,608.83	10,429.93	9,473.06	10,063.40	10,723.80	11,138.63	10,329.95
Additional -Nifty 50 TRI	12.48%	13.30%	11.99%	12.06%	5.03%	-4.07%	-5.48%	4.67%	8.51%	0.97%	47,731.73	34,862.64	17,613.05	14,072.50	10,503.02	9,593.19	9,452.22	10,466.57	10,850.76	10,097.48
Tier 2 - Nifty Smallcap 100 TRI	13.22%	13.97%	16.90%	23.30%	6.73%	-4.95%	-1.33%	7.96%	12.85%	3.74%	52,091.52	36,984.80	21,834.83	18,747.09	10,673.26	9,505.36	9,866.82	10,795.52	11,285.21	10,373.89
Tier 1 - Nifty Smallcap 250 TRI	15.43%	15.31%	19.04%	21.55%	5.94%	-5.69%	-1.33%	8.05%	12.35%	3.67%	67,397.53	41,546.47	23,900.87	17,957.54	10,594.13	9,430.73	9,867.42	10,804.96	11,234.58	10,366.79

As on May 31, 2026

Rolling Returns

		10 Year	7 Year	5 Year	3 Year
Average	21.06	20.12	21.20	21.80	25.13
Maximum	26.40	24.57	38.73	48.90	144.34
Minimum	16.70	11.00	0.97	-8.90	-28.65
% times +ve returns	100	100	100	96.21	78.28
% times returns >	100	100	95.08	89.45	66.87

The returns are of Direct Growth Plan. Returns are calculated since inception with daily rolling frequency for the respective periods.

SWP Calculator

Scheme Name : Kotak Smallcap Fund - Direct Plan Growth

NAV Date	NAV	Units	Cash Flow	Scheme Value

Historical Returns (as per SEBI format) as on 31 May 2026

Tenors	CAGR					Current Value of ₹ 10,000 invested
Tenors	Since Inception	5Y	3Y	1Y	6 M	Since Inception	5Y	3Y	1Y	6 M
Kotak Small Cap Fund - Direct (G)	18.40%	16.84%	16.00%	4.30%	-5.27%	94,426.11	21,770.88	15,608.83	10,429.93	9,473.06
Nifty 50 TRI	12.48%	11.99%	12.06%	5.03%	-4.07%	47,731.73	17,613.05	14,072.50	10,503.02	9,593.19
Nifty Smallcap 100 TRI	13.22%	16.90%	23.30%	6.73%	-4.95%	52,091.52	21,834.83	18,747.09	10,673.26	9,505.36
Nifty Smallcap 250 TRI	15.43%	19.04%	21.55%	5.94%	-5.69%	67,397.53	23,900.87	17,957.54	10,594.13	9,430.73

Fund

Tier 1 Benchmark

Tier 2 Benchmark

Kotak SmallCap Fund (Small Cap Fund- An open ended equity scheme predominantly investing in small cap stocks)

This scheme is suitable for investors who are seeking *

Long term capital growth
Investment in equity & equity related securities predominantly in small cap Stocks.

*Investors should consult their financial advisors if in doubt about whether the product is suitable for them

The above riskometer is based on the scheme portfolio as on 31 May 2026 . An addendum may be issued or updated on the website for new riskometer.

Start Date of the Investment is considered as 1st of Every Month. Exit Load, Stamp Duty & STT are ignored for ease of calculation. Data Source: We have considered NAV Direct Plan Growth Option for the above scheme, Past Performance may or may not be sustained in the future. In view of the individual nature of tax consequences, each unit holder is advised to consult their tax advisors. All figures and other data given in this document are as of 31 May 2026. The same may or may not be relevant at a future date. The AMC takes no responsibility for updating any data/information in this material from time to time. The information shall not be altered in any way, transmitted to, copied, or distributed, in part or in whole, to any other person or to the media or reproduced in any form, without the prior written consent of Kotak Mahindra Asset Management Company Limited. Kotak Mahindra Asset Management Company Limited (including its affiliates), the Mutual Fund, The Trust and any of its officers, directors, personnel, and employees shall not be liable for any loss, damage of any nature, including but not limited to direct, indirect, punitive, special, exemplary, consequential, as well as any loss of profit, in any way arising from the use of this material in any manner. Further, the information contained herein should not be construed as a forecast or promise. The recipient alone shall be fully responsible/liable for any decision taken based on this material.

Mutual fund investments are subject to market risks, read all scheme related documents carefully.

Details

Benchmark

Additional -Nifty 50 TRI
Tier 2 - Nifty Smallcap 100 TRI
Tier 1 - Nifty Smallcap 250 TRI

AUM: ₹ 17,806 Cr. As on 31-May-2026

Allotment date: January 01, 2013

AAUM: ₹ 17,829 Cr. As on 31-May-2026

Fund Managers

Mr. Pankaj Tibrewal See All Funds Managed

Key Ratios

as on 29-05-2026

Portfolio turnover ratio

23.14%

*Standard Deviation

19.66%

*Beta

0.84

*Sharpe Ratio ##

0.48%

Expense Ratio (Direct) **

0.58

Expense Ratio (Regular) **

1.68

Source: *ICRA MFI Explorer ## Risk rate assumed to be 5.52% (FBIL Overnight MIBOR rate as on 29-05-2026) **Expense Ratio includes BER plus GST thereon.

Source: *ICRA MFI Explorer

## Risk rate assumed to be 5.52%

(FBIL Overnight MIBOR rate as on 29-05-2026)

**Expense Ratio includes BER plus GST thereon.

Investment Style

Available Plans/Options

A) Regular Plan B) Direct PlanOptions: Payout of IDCW, Reinvestment of IDCW & Growth (applicable for all plans)

Minimum Investment Amount

Initial Investment: Rs500 and in multiple of Rs1 for purchase and for Rs0.01 for switches

Additional Investment: Rs500 and in multiples of Rs1 for purchase and of Rs0.01 for switches

Ideal Investments Horizon: 5 years & above

Load Structure

Entry Load: Nil

Exit Load: a) For redemption / switch out of upto 10% of the initial investment amount (limit) purchased or switched in within 1 year from the date of allotment: Nil.